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SOUNDVIEW ADVISORS, INC.

dba SOUNDVIEW ADVISORS · CRD 114437 · Registered Investment Adviser

SOUNDVIEW ADVISORS, INC. is a Registered Investment Adviser headquartered in OLYMPIA, WA. The firm reports $387,237,483 in regulatory assets under management across 842 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$387,237,483
Non-discretionary$0
Total RAUM$387,237,483
Accounts842

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 114437. adviserinfo.sec.gov/firm/summary/114437.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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