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CLOSED-END FUND ADVISORS INC.

dba CEF ADVISORS · CRD 115562 · Registered Investment Adviser

CLOSED-END FUND ADVISORS INC. is a Registered Investment Adviser. The firm reports $186,323,115 in regulatory assets under management across 180 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$112,456,229
Non-discretionary$73,866,886
Total RAUM$186,323,115
Accounts180

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 115562. adviserinfo.sec.gov/firm/summary/115562.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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