Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

1 NORTH WEALTH SERVICES, LLC

dba 1 NORTH WEALTH SERVICES, LLC · CRD 115948 · Registered Investment Adviser

Custody via related person

1 NORTH WEALTH SERVICES, LLC is a Registered Investment Adviser headquartered in ANNAPOLIS, MD. The firm reports $320,430,085 in regulatory assets under management across 662 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$320,430,085
Non-discretionary$0
Total RAUM$320,430,085
Accounts662

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 115948. adviserinfo.sec.gov/firm/summary/115948.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.