Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

THE FOUNDRY FINANCIAL GROUP, INC.

dba THE FOUNDRY FINANCIAL GROUP, INC. · CRD 116823 · Registered Investment Adviser

THE FOUNDRY FINANCIAL GROUP, INC. is a Registered Investment Adviser headquartered in LACONIA, NH. The firm reports $284,214,253 in regulatory assets under management across 1,206 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$280,911,616
Non-discretionary$3,302,637
Total RAUM$284,214,253
Accounts1,206

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 116823. adviserinfo.sec.gov/firm/summary/116823.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.