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RUBINBROWN ADVISORS LLC

dba RUBINBROWN ADVISORS LLC · CRD 116909 · Registered Investment Adviser

Custody via related person

RUBINBROWN ADVISORS LLC is a Registered Investment Adviser headquartered in ST. LOUIS, MO. The firm reports $3,268,176,113 in regulatory assets under management across 3,918 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$6,428,256
Non-discretionary$3,261,747,857
Total RAUM$3,268,176,113
Accounts3,918

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 116909. adviserinfo.sec.gov/firm/summary/116909.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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