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PLANNING STRATEGIES, INC.

dba PSI CAPITAL MANAGEMENT · CRD 117105 · Registered Investment Adviser

PLANNING STRATEGIES, INC. is a Registered Investment Adviser headquartered in LANCASTER, PA. The firm reports $384,836,994 in regulatory assets under management across 1,414 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$382,719,829
Non-discretionary$2,117,165
Total RAUM$384,836,994
Accounts1,414

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 117105. adviserinfo.sec.gov/firm/summary/117105.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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