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FPL CAPITAL MANAGEMENT, LLC

dba FPL CAPITAL MANAGEMENT, LLC · CRD 117499 · Registered Investment Adviser

FPL CAPITAL MANAGEMENT, LLC is a Registered Investment Adviser headquartered in METAIRIE, LA. The firm reports $1,082,665,992 in regulatory assets under management across 1,051 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$789,326,121
Non-discretionary$293,339,871
Total RAUM$1,082,665,992
Accounts1,051

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 117499. adviserinfo.sec.gov/firm/summary/117499.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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