Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SHIRA RIDGE WEALTH MANAGEMENT

dba SHIRA RIDGE WEALTH MANAGEMENT · CRD 117627 · Registered Investment Adviser

Custody via related person

SHIRA RIDGE WEALTH MANAGEMENT is a Registered Investment Adviser headquartered in SAN RAFAEL, CA. The firm reports $366,404,410 in regulatory assets under management across 841 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$365,778,619
Non-discretionary$625,791
Total RAUM$366,404,410
Accounts841

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 117627. adviserinfo.sec.gov/firm/summary/117627.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.