Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CANTY FINANCIAL MANAGEMENT, INC.

dba CANTY FINANCIAL MANAGEMENT, INC. · CRD 118945 · Registered Investment Adviser

CANTY FINANCIAL MANAGEMENT, INC. is a Registered Investment Adviser headquartered in BALLSTON SPA, NY. The firm reports $253,972,909 in regulatory assets under management across 447 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$239,034,669
Non-discretionary$14,938,240
Total RAUM$253,972,909
Accounts447

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 118945. adviserinfo.sec.gov/firm/summary/118945.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.