Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SAX WEALTH ADVISORS, LLC

dba SAX WEALTH ADVISORS, LLC · CRD 119193 · Registered Investment Adviser

Manages private funds

SAX WEALTH ADVISORS, LLC is a Registered Investment Adviser headquartered in PARSIPPANY, NJ. The firm reports $3,596,080,962 in regulatory assets under management across 5,429 accounts, and manages 1 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$3,485,539,162
Non-discretionary$110,541,800
Total RAUM$3,596,080,962
Accounts5,429

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 119193. adviserinfo.sec.gov/firm/summary/119193.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.