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RESEARCH AFFILIATES, LLC

dba RESEARCH AFFILIATES · CRD 120440 · Registered Investment Adviser

Manages private funds

RESEARCH AFFILIATES, LLC is a Registered Investment Adviser headquartered in NEWPORT BEACH, CA. The firm reports $27,844,764,168 in regulatory assets under management across 33 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$26,248,712,730
Non-discretionary$1,596,051,438
Total RAUM$27,844,764,168
Accounts33

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 120440. adviserinfo.sec.gov/firm/summary/120440.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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