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VALLEY BROOK CAPITAL GROUP, INC.

dba VALLEY BROOK CAPITAL GROUP · CRD 122460 · Registered Investment Adviser

VALLEY BROOK CAPITAL GROUP, INC. is a Registered Investment Adviser headquartered in VENETIA, PA. The firm reports $223,267,862 in regulatory assets under management across 368 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$201,865,493
Non-discretionary$21,402,369
Total RAUM$223,267,862
Accounts368

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 122460. adviserinfo.sec.gov/firm/summary/122460.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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