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OLD OAK FINANCIAL PLANNING, INC.

dba OLD OAK FINANCIAL PLANNING, INC. · CRD 122500 · Registered Investment Adviser

Custody via related person

OLD OAK FINANCIAL PLANNING, INC. is a Registered Investment Adviser headquartered in BRIGHTON, MI. The firm reports $160,293,816 in regulatory assets under management across 653 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$102,994,158
Non-discretionary$57,299,658
Total RAUM$160,293,816
Accounts653

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 122500. adviserinfo.sec.gov/firm/summary/122500.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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