Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

NADLER FINANCIAL GROUP, INC.

dba NADLER FINANCIAL GROUP, INC. · CRD 122617 · Registered Investment Adviser

NADLER FINANCIAL GROUP, INC. is a Registered Investment Adviser headquartered in DEERFIELD, IL. The firm reports $2,184,933,190 in regulatory assets under management across 3,212 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$2,184,933,190
Non-discretionary$0
Total RAUM$2,184,933,190
Accounts3,212

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 122617. adviserinfo.sec.gov/firm/summary/122617.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.