Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

FPC INVESTMENT ADVISORY, INC.

dba FPC INVESTMENT ADVISORY, INC. · CRD 122728 · Registered Investment Adviser

FPC INVESTMENT ADVISORY, INC. is a Registered Investment Adviser headquartered in PETALUMA, CA. The firm reports $364,599,434 in regulatory assets under management across 753 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$364,599,434
Non-discretionary$0
Total RAUM$364,599,434
Accounts753

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 122728. adviserinfo.sec.gov/firm/summary/122728.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.