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MPS-LORIA FINANCIAL PLANNERS,LLC

dba MPS-LORIA FINANCIAL PLANNERS,LLC · CRD 122866 · Registered Investment Adviser

MPS-LORIA FINANCIAL PLANNERS,LLC is a Registered Investment Adviser headquartered in BURR RIDGE, IL. The firm reports $826,570,486 in regulatory assets under management across 1,670 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$786,712,184
Non-discretionary$39,858,302
Total RAUM$826,570,486
Accounts1,670

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 122866. adviserinfo.sec.gov/firm/summary/122866.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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