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THE EASTRADE ASSET MANAGEMENT CORPORATION

dba THE EASTRADE ASSET MANAGEMENT CORPORATION · CRD 124232 · Registered Investment Adviser

THE EASTRADE ASSET MANAGEMENT CORPORATION is a Registered Investment Adviser. The firm reports $37,953,162 in regulatory assets under management across 66 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$37,871,146
Non-discretionary$82,016
Total RAUM$37,953,162
Accounts66

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 124232. adviserinfo.sec.gov/firm/summary/124232.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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