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GUINNESS ATKINSON ASSET MANAGEMENT, INC.

dba GUINNESS ATKINSON ASSET MANAGEMENT, INC. · CRD 124465 · Registered Investment Adviser

GUINNESS ATKINSON ASSET MANAGEMENT, INC. is a Registered Investment Adviser headquartered in PASADENA, CA. The firm reports $344,363,413 in regulatory assets under management across 12 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$344,363,413
Non-discretionary$0
Total RAUM$344,363,413
Accounts12

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 124465. adviserinfo.sec.gov/firm/summary/124465.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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