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KARAGOSIAN FINANCIAL SERVICES, INC

dba KARAGOSIAN FINANCIAL SERVICES, INC · CRD 124532 · Registered Investment Adviser

KARAGOSIAN FINANCIAL SERVICES, INC is a Registered Investment Adviser headquartered in CROTON ON HUDSON, NY. The firm reports $26,789,020 in regulatory assets under management across 53 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$25,789,089
Non-discretionary$999,931
Total RAUM$26,789,020
Accounts53

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 124532. adviserinfo.sec.gov/firm/summary/124532.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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