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HENNION & WALSH ASSET MANAGEMENT, INC.

dba HENNION & WALSH ASSET MANAGEMENT, INC. · CRD 126236 · Registered Investment Adviser

Custody via related person

HENNION & WALSH ASSET MANAGEMENT, INC. is a Registered Investment Adviser headquartered in PARSIPPANY, NJ. The firm reports $768,827,843 in regulatory assets under management across 1,821 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$741,718,409
Non-discretionary$27,109,434
Total RAUM$768,827,843
Accounts1,821

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 126236. adviserinfo.sec.gov/firm/summary/126236.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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