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FRIEDLANDER, BRENDA S

dba SPECTRUM FINANCIAL MANAGEMENT · CRD 127746 · Registered Investment Adviser

FRIEDLANDER, BRENDA S is a Registered Investment Adviser headquartered in SAN RAFAEL, CA. The firm reports $278,056,086 in regulatory assets under management across 150 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$270,975,663
Non-discretionary$7,080,423
Total RAUM$278,056,086
Accounts150

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 127746. adviserinfo.sec.gov/firm/summary/127746.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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