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ANNEX ADVISORY SERVICES, LLC

dba ANNEX WEALTH MANAGEMENT, LLC · CRD 127987 · Registered Investment Adviser

ANNEX ADVISORY SERVICES, LLC is a Registered Investment Adviser headquartered in BROOKFIELD, WI. The firm reports $8,050,023,961 in regulatory assets under management across 22,003 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$7,810,537,680
Non-discretionary$239,486,281
Total RAUM$8,050,023,961
Accounts22,003

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 127987. adviserinfo.sec.gov/firm/summary/127987.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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