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THE LAM GROUP, INC.

dba THE LAM GROUP, INC. · CRD 128055 · Registered Investment Adviser

THE LAM GROUP, INC. is a Registered Investment Adviser. The firm reports $507,399,802 in regulatory assets under management across 270 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$415,762,966
Non-discretionary$91,636,836
Total RAUM$507,399,802
Accounts270

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 128055. adviserinfo.sec.gov/firm/summary/128055.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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