Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

CERTUITY, LLC

dba CERTUITY, LLC · CRD 129505 · Registered Investment Adviser

Custody via related personManages private funds

CERTUITY, LLC is a Registered Investment Adviser headquartered in NORTH PALM BEACH, FL. The firm reports $3,301,613,248 in regulatory assets under management across 1,828 accounts, and manages 27 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$2,244,115,009
Non-discretionary$1,057,498,239
Total RAUM$3,301,613,248
Accounts1,828

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 129505. adviserinfo.sec.gov/firm/summary/129505.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.