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RICHARDSON CAPITAL MANAGEMENT, LLC

dba RICHARDSON CAPITAL MANAGEMENT, LLC · CRD 130985 · Registered Investment Adviser

RICHARDSON CAPITAL MANAGEMENT, LLC is a Registered Investment Adviser headquartered in MENOMONEE FALLS, WI. The firm reports $582,209,509 in regulatory assets under management across 261 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$447,498,364
Non-discretionary$134,711,145
Total RAUM$582,209,509
Accounts261

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 130985. adviserinfo.sec.gov/firm/summary/130985.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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