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COMPASS INVESTMENT ADVISERS, LLC

dba COMPASS INVESTMENT ADVISERS, LLC · CRD 131933 · Registered Investment Adviser

COMPASS INVESTMENT ADVISERS, LLC is a Registered Investment Adviser headquartered in PORTLAND, OR. The firm reports $110,517,958 in regulatory assets under management across 241 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$104,217,721
Non-discretionary$6,300,237
Total RAUM$110,517,958
Accounts241

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 131933. adviserinfo.sec.gov/firm/summary/131933.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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