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CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

dba CHATTERTON & ASSOCIATES · CRD 132295 · Registered Investment Adviser

CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC. is a Registered Investment Adviser headquartered in ANAHEIM, CA. The firm reports $1,328,162,191 in regulatory assets under management across 2,908 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$399,064,443
Non-discretionary$929,097,748
Total RAUM$1,328,162,191
Accounts2,908

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 132295. adviserinfo.sec.gov/firm/summary/132295.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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