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ARAX ADVISORY PARTNERS, LLC

dba ARAX ADVISORY PARTNERS · CRD 133535 · Registered Investment Adviser

Regulatory disclosureCustody via related personManages private funds

ARAX ADVISORY PARTNERS, LLC is a Registered Investment Adviser headquartered in DENVER, CO. The firm reports $11,304,032,152 in regulatory assets under management across 19,054 accounts, and manages 5 private fund(s). It reports 4 Form ADV Item 11 disciplinary disclosure(s) (Regulatory).

Regulatory assets under management

Discretionary$10,881,164,495
Non-discretionary$422,867,657
Total RAUM$11,304,032,152
Accounts19,054

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 4 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 133535. adviserinfo.sec.gov/firm/summary/133535.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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