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NORTH BERKELEY WEALTH MANAGEMENT, LLC

dba NORTH BERKELEY WEALTH MANAGEMENT, LLC · CRD 136431 · Registered Investment Adviser

NORTH BERKELEY WEALTH MANAGEMENT, LLC is a Registered Investment Adviser headquartered in BERKELEY, CA. The firm reports $829,754,046 in regulatory assets under management across 1,502 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$806,756,036
Non-discretionary$22,998,010
Total RAUM$829,754,046
Accounts1,502

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 136431. adviserinfo.sec.gov/firm/summary/136431.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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