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OPTIVEST, INC.

dba OPTIVEST, INC. · CRD 137070 · Registered Investment Adviser

OPTIVEST, INC. is a Registered Investment Adviser headquartered in SAN JUAN CAPISTRANO, CA. The firm reports $319,437,498 in regulatory assets under management across 422 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$210,288,725
Non-discretionary$109,148,773
Total RAUM$319,437,498
Accounts422

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 137070. adviserinfo.sec.gov/firm/summary/137070.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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