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WATERFALL ASSET MANAGEMENT, LLC

dba WATERFALL ASSET MANAGEMENT, LLC · CRD 137746 · Registered Investment Adviser

Custody via related personManages private funds

WATERFALL ASSET MANAGEMENT, LLC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $22,037,665,812 in regulatory assets under management across 68 accounts, and manages 30 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$22,037,665,812
Non-discretionary$0
Total RAUM$22,037,665,812
Accounts68

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 137746. adviserinfo.sec.gov/firm/summary/137746.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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