Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC

dba SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC · CRD 138347 · Registered Investment Adviser

SPECTRUM STRATEGIC CAPITAL MANAGEMENT, LLC is a Registered Investment Adviser headquartered in CORVALLIS, OR. The firm reports $275,363,852 in regulatory assets under management across 754 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$266,136,085
Non-discretionary$9,227,767
Total RAUM$275,363,852
Accounts754

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 138347. adviserinfo.sec.gov/firm/summary/138347.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.