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GOOGINS ADVISORS, INC.

dba GOOGINS ADVISORS, INC. · CRD 13985 · Registered Investment Adviser

GOOGINS ADVISORS, INC. is a Registered Investment Adviser headquartered in MIDDLETON, WI. The firm reports $501,043,111 in regulatory assets under management across 1,687 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$501,043,111
Non-discretionary$0
Total RAUM$501,043,111
Accounts1,687

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 13985. adviserinfo.sec.gov/firm/summary/13985.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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