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CORNERSTONE FINANCIAL MANAGEMENT LLC

dba CORNERSTONE FINANCIAL MANAGEMENT LLC · CRD 140967 · Registered Investment Adviser

CORNERSTONE FINANCIAL MANAGEMENT LLC is a Registered Investment Adviser headquartered in BURLINGTON, MA. The firm reports $166,991,911 in regulatory assets under management across 444 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$165,331,270
Non-discretionary$1,660,641
Total RAUM$166,991,911
Accounts444

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 140967. adviserinfo.sec.gov/firm/summary/140967.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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