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HAYES ASSET MANAGEMENT, LLC

dba HAYES ASSET MANAGEMENT, LLC · CRD 141220 · Registered Investment Adviser

HAYES ASSET MANAGEMENT, LLC is a Registered Investment Adviser headquartered in ROCHESTER, NY. The firm reports $116,630,863 in regulatory assets under management across 286 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$92,207,603
Non-discretionary$24,423,260
Total RAUM$116,630,863
Accounts286

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 141220. adviserinfo.sec.gov/firm/summary/141220.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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