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SHELTER ROCK MANAGEMENT, LLC

dba SHELTER ROCK MANAGEMENT, LLC · CRD 142739 · Registered Investment Adviser

SHELTER ROCK MANAGEMENT, LLC is a Registered Investment Adviser headquartered in JERICHO, NY. The firm reports $231,979,085 in regulatory assets under management across 286 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$171,189,081
Non-discretionary$60,790,004
Total RAUM$231,979,085
Accounts286

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 142739. adviserinfo.sec.gov/firm/summary/142739.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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