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BANTA ASSET MANAGEMENT LP

dba BANTA ASSET MANAGEMENT LP · CRD 142987 · Registered Investment Adviser

BANTA ASSET MANAGEMENT LP is a Registered Investment Adviser headquartered in NEWPORT BEACH, CA. The firm reports $128,657,824 in regulatory assets under management across 211 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$128,657,824
Non-discretionary$0
Total RAUM$128,657,824
Accounts211

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 142987. adviserinfo.sec.gov/firm/summary/142987.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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