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O'SHAUGHNESSY ASSET MANAGEMENT, LLC

dba O'SHAUGHNESSY ASSET MANAGEMENT, LLC · CRD 144594 · Registered Investment Adviser

O'SHAUGHNESSY ASSET MANAGEMENT, LLC is a Registered Investment Adviser headquartered in STAMFORD, CT. The firm reports $19,782,138,121 in regulatory assets under management across 11,156 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$19,782,138,121
Non-discretionary$0
Total RAUM$19,782,138,121
Accounts11,156

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 144594. adviserinfo.sec.gov/firm/summary/144594.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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