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REGATTA CAPITAL GROUP, LLC

dba REGATTA CAPITAL GROUP, LLC · CRD 145363 · Registered Investment Adviser

Manages private funds

REGATTA CAPITAL GROUP, LLC is a Registered Investment Adviser headquartered in EL SEGUNDO, CA. The firm reports $1,551,654,295 in regulatory assets under management across 3,847 accounts, and manages 4 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$1,425,784,872
Non-discretionary$125,869,423
Total RAUM$1,551,654,295
Accounts3,847

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 145363. adviserinfo.sec.gov/firm/summary/145363.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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