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SAFEGUARD INVESTMENT ADVISORY GROUP, LLC

dba SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · CRD 146132 · Registered Investment Adviser

SAFEGUARD INVESTMENT ADVISORY GROUP, LLC is a Registered Investment Adviser headquartered in CORONA, CA. The firm reports $702,274,833 in regulatory assets under management across 4,458 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$700,698,733
Non-discretionary$1,576,100
Total RAUM$702,274,833
Accounts4,458

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 146132. adviserinfo.sec.gov/firm/summary/146132.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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