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SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

dba SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC · CRD 147384 · Registered Investment Adviser

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC is a Registered Investment Adviser headquartered in MINNEAPOLIS, MN. The firm reports $730,354,266 in regulatory assets under management across 2,004 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$728,819,234
Non-discretionary$1,535,032
Total RAUM$730,354,266
Accounts2,004

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 147384. adviserinfo.sec.gov/firm/summary/147384.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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