Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

MARTIN D. PARLATO & ASSOCIATES, INC.

dba LIGHTHOUSE RETIREMENT · CRD 147403 · Registered Investment Adviser

Regulatory disclosure

MARTIN D. PARLATO & ASSOCIATES, INC. is a Registered Investment Adviser headquartered in PONTE VEDRA, FL. The firm reports $284,640,031 in regulatory assets under management across 496 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Regulatory).

Regulatory assets under management

Discretionary$284,640,031
Non-discretionary$0
Total RAUM$284,640,031
Accounts496

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)Yes
Civil / Other (11G / 11H)—

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 147403. adviserinfo.sec.gov/firm/summary/147403.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.