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MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC

dba MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC · CRD 147548 · Registered Investment Adviser

Custody via related personManages private funds

MIRAE ASSET GLOBAL INVESTMENTS (USA) LLC is a Registered Investment Adviser headquartered in NEW YORK, NY. The firm reports $5,826,259,120 in regulatory assets under management across 45 accounts, and manages 19 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$5,818,110,246
Non-discretionary$8,148,874
Total RAUM$5,826,259,120
Accounts45

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 147548. adviserinfo.sec.gov/firm/summary/147548.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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