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OLD WEST INVESTMENT MANAGEMENT, LLC

dba OLD WEST INVESTMENT MANAGEMENT, LLC · CRD 148343 · Registered Investment Adviser

Custody via related personManages private funds

OLD WEST INVESTMENT MANAGEMENT, LLC is a Registered Investment Adviser headquartered in LOS ANGELES, CA. The firm reports $915,678,156 in regulatory assets under management across 847 accounts, and manages 3 private fund(s). It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$903,033,305
Non-discretionary$12,644,851
Total RAUM$915,678,156
Accounts847

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 148343. adviserinfo.sec.gov/firm/summary/148343.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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