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THOMAS STORY AND SON LLC

dba THOMAS STORY AND SON LLC · CRD 148774 · Registered Investment Adviser

Custody via related person

THOMAS STORY AND SON LLC is a Registered Investment Adviser headquartered in PLYMOUTH, IN. The firm reports $328,238,000 in regulatory assets under management across 159 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$328,238,000
Non-discretionary$0
Total RAUM$328,238,000
Accounts159

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 148774. adviserinfo.sec.gov/firm/summary/148774.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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