Federal Data Hub › SEC Form ADV · JSON · SEC IAPD ↗

NORTH CAPITAL, INC.

dba NORTH CAPITAL · CRD 148802 · Registered Investment Adviser

NORTH CAPITAL, INC. is a Registered Investment Adviser headquartered in SALT LAKE CITY, UT. The firm reports $365,760,255 in regulatory assets under management across 550 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$342,967,563
Non-discretionary$22,792,692
Total RAUM$365,760,255
Accounts550

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 148802. adviserinfo.sec.gov/firm/summary/148802.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

License: CC0 1.0 Universal. Corrections: corrections @ ai-analytics.org.