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PACIFICA PARTNERS INC

dba PACIFICA PARTNERS CAPITAL MANAGEMENT · CRD 148834 · Registered Investment Adviser

PACIFICA PARTNERS INC is a Registered Investment Adviser. The firm reports $315,965,755 in regulatory assets under management across 1,447 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$312,207,283
Non-discretionary$3,758,472
Total RAUM$315,965,755
Accounts1,447

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 148834. adviserinfo.sec.gov/firm/summary/148834.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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