Federal Data HubSEC Form ADV · JSON · SEC IAPD ↗

HUDOCK, INC.

dba HUDOCK CAPITAL GROUP · CRD 149255 · Registered Investment Adviser

HUDOCK, INC. is a Registered Investment Adviser headquartered in WILLIAMSPORT, PA. The firm reports $1,003,191,859 in regulatory assets under management across 2,589 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$930,758,975
Non-discretionary$72,432,884
Total RAUM$1,003,191,859
Accounts2,589

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 149255. adviserinfo.sec.gov/firm/summary/149255.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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