Federal Data HubSEC Form ADV · JSON · SEC IAPD ↗

AF ADVISORS, INC.

dba ADAMS ASHBY FINANCIAL ADVISORS · CRD 149683 · Registered Investment Adviser

AF ADVISORS, INC. is a Registered Investment Adviser headquartered in SACRAMENTO, CA. The firm reports $479,817,614 in regulatory assets under management across 102 accounts. It reports no Form ADV Item 11 disciplinary disclosures.

Regulatory assets under management

Discretionary$479,422,153
Non-discretionary$395,461
Total RAUM$479,817,614
Accounts102

Disciplinary history (Form ADV Item 11)

This adviser reports no Form ADV Item 11 disciplinary events.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 149683. adviserinfo.sec.gov/firm/summary/149683.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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