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BUTTONWOOD FINANCIAL GROUP, LLC

dba BUTTONWOOD FINANCIAL GROUP, LLC · CRD 151164 · Registered Investment Adviser

Civil/Other disclosure

BUTTONWOOD FINANCIAL GROUP, LLC is a Registered Investment Adviser headquartered in KANSAS CITY, MO. The firm reports $659,465,030 in regulatory assets under management across 1,573 accounts. It reports 1 Form ADV Item 11 disciplinary disclosure(s) (Civil/Other).

Regulatory assets under management

Discretionary$506,856,679
Non-discretionary$152,608,351
Total RAUM$659,465,030
Accounts1,573

Disciplinary history (Form ADV Item 11)

This adviser answered "yes" to 1 Item 11 disclosure question(s):

CategoryReported
Criminal (11A / 11B)—
Regulatory (11C–11F)—
Civil / Other (11G / 11H)Yes

Item 11 captures firm-level Y/N disclosures only. For the narrative Disciplinary Reporting Pages, see the full Form ADV PDF on SEC IAPD.

About this data

Form ADV is the uniform registration form every investment adviser files with the U.S. Securities and Exchange Commission (and state regulators). Part 1A captures the firm's identity, assets under management, client base, custody arrangements, and disciplinary disclosures. This page mirrors the SEC's monthly firm-roster export with citations to the Investment Adviser Public Disclosure (IAPD) system, where the full brochure (Part 2) and disciplinary detail are available.

References

  1. U.S. Securities and Exchange Commission. Investment Adviser Public Disclosure — CRD 151164. adviserinfo.sec.gov/firm/summary/151164.
  2. SEC Form ADV firm roster (FOIA monthly export). sec.gov Form ADV data.

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